It looks like you're offline.
Open Library logo
additional options menu

MARC record from Internet Archive

LEADER: 02767cam 2200529 a 4500
001 ocm57010312
003 OCoLC
005 20200722012131.0
008 040630s2004 nyu b 001 0 eng
010 $a 2004555365
040 $aDLC$beng$cDLC$dBAKER$dBTCTA$dYDXCP$dOCLCG$dNJRLL$dOCLCA$dCNMBL$dCLU$dOCLCF$dOCLCO$dOCLCQ$dCWCLL$dOCLCQ$dOCLCA$dL2U
020 $a1587787377$q(pbk. ;$qalk. paper)
020 $a9781587787379$q(pbk. ;$qalk. paper)
035 $a(OCoLC)57010312
043 $an-us---
050 00 $aKF1440$b.S64 2004
082 00 $a346.73/0922$222
084 $a86.27$2bcl
100 1 $aSoderquist, Larry D.,$d1944-2005.
245 10 $aSecurities law /$cby Larry D. Soderquist, Theresa A. Gabaldon.
250 $a2nd ed.
260 $aNew York, N.Y. :$bThomson/West,$c2004.
300 $axiii, 207 pages ;$c24 cm.
336 $atext$btxt$2rdacontent
337 $aunmediated$bn$2rdamedia
338 $avolume$bnc$2rdacarrier
490 1 $aConcepts and insights series
504 $aIncludes bibliographical references and index.
505 0 $aWhat is a security -- World of securities law -- Business context of securities law -- What can be done during Securities Act registration -- How securities are registered under the Securities Act -- Exemptions from the registration requirement -- Resales by security holders -- Liability for violations of the Securities Act -- Commission's general exemptive authority and registration and reporting under the Exchange Act -- Proxy regulation -- Tender offers -- Fraud and related issues under Rule 10b-5 and the Sarbanes-Oxley Act -- Liability for trading profits under Section 16(b) and the Sarbanes-Oxley Act -- Exchange Act regulation of the securities business -- International aspects of securities law.
650 0 $aSecurities$zUnited States.
650 6 $aValeurs mobilières$zÉtats-Unis.
650 7 $a86.27 commercial law.$0(NL-LeOCL)077607961$2bcl
650 7 $aSecurities.$2fast$0(OCoLC)fst01110743
651 7 $aUnited States.$2fast$0(OCoLC)fst01204155
650 17 $aSecurities law.$0(NL-LeOCL)095971130$2gtt
650 17 $aStock market.$0(NL-LeOCL)078493862$2gtt
651 7 $aUnited States.$0(NL-LeOCL)078939836$2gtt
700 1 $aGabaldon, Theresa A.,$d1954-
776 08 $iOnline version:$aSoderquist, Larry D., 1944-$tSecurities law.$b2nd ed.$dNew York, N.Y. : Thomson/West, 2004$w(OCoLC)705895561
830 0 $aConcepts and insights series.
938 $aBaker & Taylor$bBKTY$c33.00$d33.00$i1587787377$n0004408644$sactive
938 $aBaker and Taylor$bBTCP$n2004555365
938 $aYBP Library Services$bYANK$n2065140
029 1 $aAU@$b000026399681
029 1 $aNLGGC$b27196751X
994 $aZ0$bP4A
948 $hNO HOLDINGS IN P4A - 54 OTHER HOLDINGS