MARC record from Internet Archive

LEADER: 02185cam a2200349 i 4500
001 2013404277
003 DLC
005 20140422080823.0
008 140201s2014 mnu 001 0 eng
010 $a 2013404277
020 $a9781609304133 (hbk.)
020 $a1609304136 (hbk.)
020 $a9781609304140 (pbk. : teacher's manual)
040 $aDLC$beng$erda$cDLC
042 $apcc
043 $an-us---
050 00 $aKF1439$b.S64 2014
100 1 $aSoderquist, Larry D.,$d1944-2005,$eauthor.
245 10 $aSecurities regulation /$cby Larry D. Soderquist, Late Professor of Law, Vanderbilt University; Theresa A. Gabaldon, Lyle T. Alverson Professor of Law, George Washington, University School of Law.
250 $aEighth edition.
264 1 $aSt. Paul, MN :$bFoundation Press,$c[2014]
300 $axxvii, 728 pages ;$c26 cm.
300 $3Teacher's manual:$a754 pages ;$c26 cm
336 $atext$btxt$2rdacontent
337 $aunmediated$bn$2rdamedia
338 $avolume$bnc$2rdacarrier
490 0 $aUniversity casebook series
500 $aIncludes index.
505 0 $aApproaching securities law -- Business context of securities act registration -- Regulatory framework of securities act registration -- Securities act registration process -- Reach of securities act regulation -- Exemptions from securities act registration requirements -- Regulation of resales of securities -- Liability for securities act violations -- Commission's general exemptive authority and registration of securities and periodic reporting under the exchange act -- Proxy regulation -- Tender offer regulation -- Fraud and related issues under rule 10b-5 and the Sarbanes : Oxley Act -- Insider trading -- Liability for trading profits : section 16(b) and the Sarbanes : Oxley Act of 2002 -- Market manipulation and stabilization -- Regulation of the securities business -- Issues for securities litigators -- The responsibilities of securities lawyers : various perspectives -- State regulation of securities -- International regulation of securities.
650 0 $aSecurities$zUnited States$vCases.
655 7 $aCasebooks.$2lcfgt
700 1 $aGabaldon, Theresa A.,$d1954-$eauthor.