| Record ID | marc_loc_2016/BooksAll.2016.part33.utf8:103536482:1767 |
| Source | Library of Congress |
| Download Link | /show-records/marc_loc_2016/BooksAll.2016.part33.utf8:103536482:1767?format=raw |
LEADER: 01767cam a22003254a 4500
001 2006010330
003 DLC
005 20081204090707.0
008 060328s2006 enk 001 0 eng
010 $a 2006010330
020 $a0199296650 (alk. paper)
020 $a9780199296651
035 $a(OCoLC)ocm65407166
040 $aDLC$cDLC$dBAKER$dBWKUK$dDLC
042 $apcc
043 $ae-uk---
050 00 $aKD1715$b.R87 2006
082 00 $a346.41/082$222
100 1 $aRussen, Jonathan.
245 10 $aFinancial services :$bauthorization, supervision, and enforcement : a litigator's guide /$cJonathan Russen.
260 $aOxford ;$aNew York :$bOxford University Press,$c2006.
300 $axli, 390 p. ;$c26 cm.
500 $aIncludes index.
505 0 $aRegulation through authorisation, requirement, and approval -- Mainstream and regulatory offences -- The FSA's powers of investigation -- Criminal prosecutions by the FSA -- Civil liability and the remedies and sanctions available to the FSA and investors -- Market abuse -- The FSA's control of money laundering -- Restrictions upon financial promotions -- Practice and procedure -- Independent challenges to the FSA's actions -- The financial ombudsman service.
650 0 $aFinancial services industry$xLaw and legislation$zGreat Britain.
610 20 $aFinancial Services Authority (Great Britain)$xRules and practice.
650 0 $aFinancial services industry$xState supervision$zGreat Britain.
856 41 $3Table of contents$uhttp://www.loc.gov/catdir/toc/ecip0611/2006010330.html
856 42 $3Contributor biographical information$uhttp://www.loc.gov/catdir/enhancements/fy0723/2006010330-b.html
856 42 $3Publisher description$uhttp://www.loc.gov/catdir/enhancements/fy0723/2006010330-d.html