MARC Record from Library of Congress

LEADER: 01714cam a2200313 i 4500
001 2015030703
003 DLC
005 20151020082737.0
008 150806s2016 ilu 001 0 eng
010 $a 2015030703
020 $a9781634252652 (alk. paper)
040 $aDLC$beng$cDLC$erda
042 $apcc
043 $an-us---
050 00 $aKF1078$b.F86 2015
082 00 $a346.73/06642$223
245 00 $aFund director's guidebook /$cFederal Regulation of Securities Committee.
250 $a4th edition.
264 1 $aChicago, Illinois :$bABA, Business Law Section,$c[2015]
300 $axi, 182 pages ;$c23 cm
336 $atext$2rdacontent
337 $aunmediated$2rdamedia
338 $avolume$2rdacarrier
500 $aIncludes index.
505 0 $aBackground and structure of the guidebook -- Regulatory overview -- Fiduciary duties and responsibilities and fund directors -- Fund governance -- Board responsibilities with respect to investment advisory arrangements -- Board responsibilities with respect to distribution arrangements -- Statutory, regulatory, and oversight responsibilities -- Board responsibility for valuation -- Compliance programs -- Board oversight of use of derivatives and alternative investment strategies -- Disclosure requirements -- Money market funds -- Closed-end funds -- Exchange-traded funds -- Other types of funds -- Liability limitation, indemnification, and insurance.
650 0 $aMutual funds$xLaw and legislation$zUnited States.
650 0 $aClosed-end funds$xLaw and legislation$zUnited States.
650 0 $aDirectors of corporations$xLegal status, laws, etc.$zUnited States.
710 2 $aAmerican Bar Association.$bSection of Business Law,$esponsoring body.