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Financial Services Law
May 8, 2006, Oxford University Press, USA
in English
0199285799 9780199285792
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Book Details
Table of Contents
Financial services authority
The Financial Services and Markets Act
FSA handbook and high level standards
Regulatory processes ; authorisation, supervision, enforcement
Financial redress ; complaints, disputes, and compensation
Market abuse
Insider dealing, misleading statements and practices, and other offences
Money laundering and financial crime
The integrated prudential sourcebook
Investment firms ; wholesale sector
Investment firms ; retail sector
Banks and banking
Mortgage lending and mortgage intermediation
Insurance regulation
Collective investment schemes
Listing and public offers
European financial services
International agreements and supranational bodies.
Edition Notes
Includes index.
Classifications
The Physical Object
ID Numbers
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