An edition of The practitioner's guide to securities arbitration
(2013)
The practitioner's guide to securities arbitration
First edition.
by Jason R. Doss
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United States| Edition | Availability |
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The practitioner's guide to securities arbitration
2013, American Bar Association, Solo, Small Firm and General Practice Division
in English
- First edition.
1614387591 9781614387596
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Book Details
Table of Contents
Introduction
Who are the players?
Financial Industry Regulatory Authority (FINRA) and mandatory arbitration
Arbitration eligibility
Statute of limitations
Unsuitability
Breach of fiduciary duty
Failure to supervise
Churning and unauthorized trading
Selling away
Federal claims brought in securities arbitration actions
State blue sky claims
Damages
Initiating finra arbitrations
Responding to statement of claim
Appointment, disqualification and authority of arbitrator
Motion practice
Limitations of discovery tools
Confidentiality of documents and information
Pre-hearing conferences
Required hearings
Hearing presentation
Closing statements and arbitration conclusion.
Edition Notes
Includes bibliographical references and index.
Classifications
The Physical Object
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| October 18, 2020 | Created by MARC Bot | import new book |