Securities regulation

examples and explanations

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Last edited by Adrien Hobbs
November 15, 2011 | History

Securities regulation

examples and explanations

This edition doesn't have a description yet. Can you add one?

Publish Date
Publisher
Aspen Publishers, Aspen
Language
English
Pages
584

Buy this book

Previews available in: English

Edition Availability
Cover of: Securities regulation
Securities regulation: examples and explanations
2008, Aspen Publishers, Aspen
in English
Cover of: Securities regulation
Securities regulation: examples and explanations
2005, Aspen Publishers
in English - 3rd ed.
Cover of: Securities regulation
Securities regulation: examples and explanations
2002, Aspen Law & Business
in English - 2nd ed.

Add another edition?

Book Details


Table of Contents

Introduction to securities markets and regulation
Definition of security
Materiality
Registration of securities offerings
Exemptions from Securities Act registration
Securities Act Liability
Secondary and other postoffering distributions
Securities Exchange Act of 1934
Rule 10b-5
Insider trading
Regulation of securities industry
Public enforcement
U.S. regulation of cross-border securities transactions.

Edition Notes

Includes bibliographical references and index.

Published in
New York, NY

Classifications

Dewey Decimal Class
346.73/0922
Library of Congress
KF1440 .P25 2008, KF1440.P25 2008

The Physical Object

Pagination
p. cm.
Number of pages
584

ID Numbers

Open Library
OL23144312M
Internet Archive
securitiesregula0000palm_04ed
ISBN 10
073556535X
ISBN 13
9780735565357
LCCN
2008006138
OCLC/WorldCat
406220231
Goodreads
3463101

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History

Download catalog record: RDF / JSON
November 15, 2011 Edited by Adrien Hobbs Edited without comment.
April 28, 2010 Edited by Open Library Bot Linked existing covers to the work.
April 16, 2010 Edited by WorkBot update details
February 6, 2010 Edited by WorkBot add more information to works
December 10, 2009 Created by WorkBot add works page