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Book Details
Table of Contents
Setting the stage
Attorney liability under the federal securities laws
Client fraud
SEC enforcement
Attorney liability under the state securities laws
Attorney liability under the common law
Internal investigations
Employee whistleblowing in the post Sarbanes-Oxley era
Counsel conflict dilemmas
Inside counsel
Selected topics
"Tips" to avoid liability.
Edition Notes
Includes bibliographical references and index.
Classifications
The Physical Object
ID Numbers
Community Reviews (0)
June 18, 2022 | Edited by ImportBot | import existing book |
December 5, 2010 | Edited by Open Library Bot | Added subjects from MARC records. |
December 8, 2009 | Created by ImportBot | add works page |