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Sarbanes-Oxley Act: Planning & Compliance
October 27, 2005, Aspen Publishers
Hardcover
in English
- Lslf edition
0735558736 9780735558731
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Libraries near you:
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Book Details
Table of Contents
Overview of the Act
CEO and CFO responsibilities and certifications
SEC disclosure rules
Directors' responsibilities and liabilities
Audit committees
Public Company Accounting Oversight Board
Pension plan blackout periods and reporting of senior executive and director stock transactions
Prohibition on loans to directors and officers
Standards of professional conduct of attorneys
New criminal penalties and SEC enforcement tools
New York Stock Exchange corporate governance rules
Nasdaq qualitative listing requirements and interpretive materials.
Edition Notes
Includes bibliographical references and index.
"Kirkpatrick & Lockhart Nicholson Ghaham LLP."
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Feedback?January 17, 2023 | Edited by ImportBot | import existing book |
July 31, 2019 | Edited by MARC Bot | associate edition with work OL5861715W |
December 5, 2010 | Edited by Open Library Bot | Added subjects from MARC records. |
April 28, 2010 | Edited by Open Library Bot | Linked existing covers to the work. |
December 10, 2009 | Created by WorkBot | add works page |