An edition of Financial services (2006)

Financial services

authorization, supervision, and enforcement : a litigator's guide

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Last edited by Scott365Bot
October 20, 2023 | History
An edition of Financial services (2006)

Financial services

authorization, supervision, and enforcement : a litigator's guide

xli, 390 p. ; 26 cm

Publish Date
Language
English
Pages
390

Buy this book

Previews available in: English

Book Details


Table of Contents

Regulation through authorisation, requirement, and approval
Mainstream and regulatory offences
The FSA's powers of investigation
Criminal prosecutions by the FSA
Civil liability and the remedies and sanctions available to the FSA and investors
Market abuse
The FSA's control of money laundering
Restrictions upon financial promotions
Practice and procedure
Independent challenges to the FSA's actions
The financial ombudsman service.

Edition Notes

Includes index.

Published in
Oxford, New York

Classifications

Dewey Decimal Class
346.41/082
Library of Congress
KD1715 .R87 2006, KD1715

The Physical Object

Pagination
xli, 390 p. ;
Number of pages
390

ID Numbers

Open Library
OL17923027M
Internet Archive
financialservice0000russ
ISBN 10
0199296650
ISBN 13
9780199296651
LCCN
2006010330
OCLC/WorldCat
65407166
Library Thing
6865859
Goodreads
1486299

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History

Download catalog record: RDF / JSON
October 20, 2023 Edited by Scott365Bot import existing book
August 1, 2020 Edited by ImportBot import existing book
December 3, 2010 Edited by Open Library Bot Added subjects from MARC records.
December 10, 2009 Created by WorkBot add works page