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October 20, 2023 | History
xli, 390 p. ; 26 cm
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Previews available in: English
Subjects
Financial Services Authority (Great Britain), Financial services industry, Law and legislation, Rules and practice, State supervision, Banking law, great britain, Financial Services Authority (Great Britain) -- Rules and practice, Financial services industry -- Law and legislation -- Great Britain, Financial services industry -- Great Britain -- State supervisionPlaces
Great BritainEdition | Availability |
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Financial services: authorization, supervision, and enforcement : a litigator's guide
2006, Oxford University Press
in English
0199296650 9780199296651
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Book Details
Table of Contents
Regulation through authorisation, requirement, and approval
Mainstream and regulatory offences
The FSA's powers of investigation
Criminal prosecutions by the FSA
Civil liability and the remedies and sanctions available to the FSA and investors
Market abuse
The FSA's control of money laundering
Restrictions upon financial promotions
Practice and procedure
Independent challenges to the FSA's actions
The financial ombudsman service.
Edition Notes
Includes index.
Classifications
The Physical Object
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Feedback?October 20, 2023 | Edited by Scott365Bot | import existing book |
August 1, 2020 | Edited by ImportBot | import existing book |
December 3, 2010 | Edited by Open Library Bot | Added subjects from MARC records. |
December 10, 2009 | Created by WorkBot | add works page |