An edition of Securities regulation
(1982)
Securities regulation
Eighth edition.
by Larry D. Soderquist and Theresa A. Gabaldon
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Securities regulation
2003, Foundation Press, Thomson/West
in English
- 5th ed.
1587785420 9781587785429
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Soderquist's Securities Regulation, 4th (University Casebook Series®) (University Casebook Series)
January 1, 2001, Foundation Press
Hardcover
in English
- 4th edition
1566627400 9781566627405
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Securities Regulation: 1995 Supplement
December 1995, Foundation Pr
Paperback
in English
- 3rd edition
1566623138 9781566623131
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Securities regulation
1994, Foundation Press, Foundation Pr
in English
- 3rd ed.
1566621429 9781566621427
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7
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Securities regulation: a problem approach : 1985 supplement containing statutes, rules and forms, and selected new material
1985, Foundation Press
in English
0882772538 9780882772530
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Securities regulation: a problem approach
1982, Foundation Press
in English
0882770411 9780882770413
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Book Details
Table of Contents
Approaching securities law
Business context of securities act registration
Regulatory framework of securities act registration
Securities act registration process
Reach of securities act regulation
Exemptions from securities act registration requirements
Regulation of resales of securities
Liability for securities act violations
Commission's general exemptive authority and registration of securities and periodic reporting under the exchange act
Proxy regulation
Tender offer regulation
Fraud and related issues under rule 10b-5 and the Sarbanes : Oxley Act
Insider trading
Liability for trading profits : section 16(b) and the Sarbanes : Oxley Act of 2002
Market manipulation and stabilization
Regulation of the securities business
Issues for securities litigators
The responsibilities of securities lawyers : various perspectives
State regulation of securities
International regulation of securities.
Edition Notes
Includes index.
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| July 31, 2019 | Edited by MARC Bot | associate edition with work OL755637W |
| December 4, 2010 | Edited by Open Library Bot | Added subjects from MARC records. |
| April 28, 2010 | Edited by Open Library Bot | Linked existing covers to the work. |
| December 9, 2009 | Created by WorkBot | add works page |